Post Listing Compliance

Ongoing SEBI LODR & Regulatory Compliance for Listed Companies

Once listed, companies take on continuing obligations under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, covering periodic disclosures, board governance, and related party transaction compliance.

We help listed companies build and maintain a compliance framework that keeps pace with SEBI LODR obligations, reducing the risk of penalties and reputational damage from missed or inaccurate disclosures.

Our Post Listing Compliance Services

SEBI LODR Compliance Management

Managing ongoing compliance obligations under SEBI LODR regulations.

Board & Committee Governance Advisory

Advising on board composition, committees, and governance requirements.

Related Party Transaction Compliance

Ensuring related party transactions meet approval and disclosure norms.

Disclosure & Event-Based Filings

Managing timely disclosure of material events and information.

Secretarial Audit Support

Supporting the annual secretarial audit and compliance certification process.

Compliance Calendar Management

Tracking annual and quarterly compliance deadlines and filings.

Why Post Listing Compliance Matters

Avoids penalties and regulatory action for non-compliance
Maintains good standing with stock exchanges
Strengthens investor and analyst confidence
Ensures timely disclosure of material events
Supports robust related-party transaction governance
Reduces risk flagged during secretarial and statutory audits

Frequently Asked Questions

What is SEBI LODR and who does it apply to?

SEBI LODR refers to the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, which apply to all companies whose securities are listed on recognised stock exchanges in India.

What are the key ongoing compliance requirements for listed companies?

Key requirements include periodic financial disclosures, corporate governance norms around board and committee composition, related party transaction approvals, and disclosure of material events.

How often do listed companies need to file financial results?

Listed companies are generally required to submit financial results to stock exchanges on a quarterly basis, along with an annual audited financial statement.

What are material events that must be disclosed under LODR?

Material events include matters such as changes in key managerial personnel, mergers and acquisitions, defaults in debt servicing, and other developments likely to affect the company's share price or operations.

What is the role of a company secretary in post-listing compliance?

The company secretary oversees regulatory filings, board and committee compliance, secretarial audit coordination, and acts as the compliance officer under SEBI LODR requirements.

Talk to Our Post Listing Compliance Team

From assessment to execution, we help you navigate post listing compliance with clarity and compliance.

Talk to an Expert